derivatives trading activities after having accessed the EY information system which contained clients’ audited, but yet to be disclosed, draft financial statements under responsibility of the audit group under

required to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of

to have inclusive measure to prevent conflicts of interest. In addition, permissible securities trading will be limited to that executed with a view to managing risks associated with issuance of

F2 Trading Corp : Unlicensed digital asset business (Disclosure Date : 09/08/2019)

GenesisTrade Trading Fund : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2019)

to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of

F2 Trading Corp : Unlicensed digital asset business (Disclosure Date : 09/08/2019)

GenesisTrade Trading Fund : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2019)

Facebook "LTC Trading TH" : Unlicensed securities and derivatives business (Disclosure Date : 10/03/2022)

Ascot Global Trading Website: www.ascotfx.com : Unlicensed securities and derivatives business (Disclosure Date : 14/11/2012)