SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in
fundraising will be through a short-term loan. PLANB is considered a related party of MACO because both companies share the same major shareholder; (3) Contract with PLANB to allow PLANB to manage
Bangkok, 20 February 2024 – The Securities and Exchange Commission (SEC) urges the shareholders of More Return Public Company Limited (MORE) to study information, attend the upcoming extraordinary general shareholders’ meeting on 23 February 2024 and exercise their voting rights on a proposed capital increase to be offered to the existing shareholders in proportion to their shareholding (rights offering). The independent financial advisor (IFA) considers that the information disclosure in...
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
Guideline on Consideration of Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business in Category of Investment Advisory Service
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Derivatives Business in the Category of Derivatives Advisor
” ) No. 4/2020, which was held on May 13, 2020 at 15.00 hours, has considered and resolved to acknowledge the renewal of the Building Lease Agreements with JKN Landmark Co., Ltd., who is considered as the
every person holding the position equivalent to the fourth rank", the departmental manager of such departments should not be considered as “executive". 2. In order to determine who is regarded as “person
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service (Codefied) 12/01/2017 16/02/2017 Notification of the Securities and