baht to a private placement and initiating a share repurchase project. However, at the time, the total proceeds from the capital fundraising through the private placement had already been fully utilized
Mr. Pinit Vongmasa From 27 October 2016 to 9 November 2016, Mr. Pinit Vongmasa, an independent director of Padaeng Industry Public Company Limited ("PDI"), utilized an inside information
Mr. Chatchala Vongmasa From 27 October 2016 to 9 November 2016, Mr. Pinit Vongmasa, an independent director of Padaeng Industry Public Company Limited ("PDI"), utilized an inside
repurchase project. However, at the time, the total proceeds from the capital fundraising through the private placement had already been fully utilized. Furthermore, STARK lacked retained earnings or
placement and initiating a share repurchase project. However, at the time, the total proceeds from the capital fundraising through the private placement had already been fully utilized. Furthermore, STARK
been fully utilized. Furthermore, STARK lacked retained earnings or sufficient liquidity to carry out the share repurchase project as disclosed. Such act was deemed a dissemination of false information
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
property of SSPF in an amount of 1,700 million Baht. He utilized this information to buy 360,000 units of SSPF between 9-11 June 2015. 19/05/2017 agreed to comply with civil penalties determined by the
and admitted having used a client?s inactive trading account with outstanding credit balance to trade securities. In doing so, she told the client that she had sent incorrect trading orders