Bangkok, November 7, 2006 ? The SEC has issued seven administrative orders today ? one suspension and six probations ? against investor contacts involved in unregulated loans for securities trading

Prevention and Development Division and Market Intermediaries Division.         1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate

Bangkok, 8 December 2023 – The Securities and Exchange Commission (SEC) has announced the appointment of the Deputy Secretary-General in charge of Corporate Communication Division to serve as the SEC

The Derivatives Act The Derivatives Act B.E. 2546 SECTION 31. The provisions of this Division shall apply to derivatives agent licensed under Section 16. The SEC may, if appropriate, promulgate the

The Derivatives Act The Derivatives Act B.E. 2546 SECTION 41. The provisions of this Division shall apply to any derivatives broker licensed under Section 16. The SEC may, if necessary, promulgate

and prevent misuse of legal loopholes to offer services of unregulated businesses, which may cause damage to, or inappropriate services for, the public.The SEC will conduct a public hearing on the

Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 28/01/2021

Suppression Division. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 28/01/2021

Mr. Woraphant Chontong On 16 January 2018, Mr. Woraphant Chontong, a director, executive director and senior executive vice president of financial and administration division of Sino-Thai

and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint Filed with an