Complex Type 3 Investment Consultant

securities or positions in derivatives or foreign currencies overseas to a Thai business operator that they wish to use its services. In this regard, investors must present information to prove sources of

impacts arising from limitations that prevent the exact amount of proceeds to be determined. This transaction is a desire and demand from minority shareholders who wish for the company to seek new

result of the law. Thus, if a member of the class wants to file a lawsuit separating from other class members or does not want to be bound by the judgment, such person shall notify his or her wish in

Section 222/35 2 3. Opting out of being members Members of the class have the right to opt out of being members by notifying their wish in writing to the Court within the time period prescribed by the Court

members or does not want to be bound by the judgment, such person shall notify his or her wish in writing to the Court within the time period prescribed by the Court. The application of Class Action to the

, conditions, and procedures as specified in the Notification of the Capital Market Supervisory Board to supervise transactions that are considered conflicts of interest by investing in unrated and unlisted bill

Fund Raising of Businesses and Privatization of State Enterprises ■ Support for Unlisted Companies in Preparing to be Listed so that will Pave Way for Long-term Supply of New Products for the SET

Some business operators wish to provide services of specific securities business, for example, brokerage,  dealing and underwriting of equity instruments or private fund management, but are unable to

funding through capital market’s fundraising mechanisms and tools. To support liquidity of businesses affected by the COVID-19 pandemic who wish to raise fund using REIT buy-back, the SEC has considered