their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
ชื่อผู้ได้มา/จำหน่าย :?UNITY I. CAPITAL LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 12/12/2561
Thianthong, Vice President, Marketing, Commercial and Supply at the time of the offense, on account of failing to perform duties with responsibility, due care and loyalty as director or executive of
Unity Palm Oil Co., Ltd. During 2014 - 2018, Mr.Jirawat Nooritanon, Managing Director of Global Green Chemicals Public Company Limited ("GGC"), and Mr.Wanlop Thianthong, Vice President
) Isan Palm Industry Development Co., Ltd., (4) Unity Palm Oil Co., Ltd., (5) Mr. Borom Engchuan, (6) GI Green Palm Oil CO., LTD., (7) Mrs. Tanipa Puangjumpa, (8) OPG Tech CO., LTD., and (9) Mr. Zait
Srivisanwong, (3) Isan Palm Industry Development Co., Ltd., (4) Unity Palm Oil Co., Ltd., (5) Mr. Borom Engchuan, (6) GI Green Palm Oil CO., LTD., (7) Mrs. Tanipa Puangjumpa, (8) OPG Tech CO., LTD., and (9) Mr