According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the consideration that {A} failed to perform his duties responsibly with professional due care when he acc...
According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading execution program. She also transferred her own money into the client’s trading account as a collater...
ชื่อผู้ได้มา/จำหน่าย :?UNITY I. CAPITAL LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 12/12/2561
Unity Palm Oil Co., Ltd. During 2014 - 2018, Mr.Jirawat Nooritanon, Managing Director of Global Green Chemicals Public Company Limited ("GGC"), and Mr.Wanlop Thianthong, Vice President
) Isan Palm Industry Development Co., Ltd., (4) Unity Palm Oil Co., Ltd., (5) Mr. Borom Engchuan, (6) GI Green Palm Oil CO., LTD., (7) Mrs. Tanipa Puangjumpa, (8) OPG Tech CO., LTD., and (9) Mr. Zait
Srivisanwong, (3) Isan Palm Industry Development Co., Ltd., (4) Unity Palm Oil Co., Ltd., (5) Mr. Borom Engchuan, (6) GI Green Palm Oil CO., LTD., (7) Mrs. Tanipa Puangjumpa, (8) OPG Tech CO., LTD., and (9) Mr