SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by

สัมมนาออนไลน์ในหัวข้อ “Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change” เพื่อให้ความรู้เชิงปฏิบัติการเกี่ยวกับการปฏิบัติหน้าที่ของผู้ประกอบธุรกิจในตลาดทุนไทย

authorization before beginning any other activity.The SEC therefore proposes to amend the rules governing the undertaking of other businesses according to the resolution of the Capital Market Supervisory Board

Pursuant to the proposed amendments, the fee for undertaking a derivatives exchange business would be determined at the rate of 0.05 baht per contract per side for trades executed within the

on the Securities Exchange, the SEC shall instruct the Securities Exchange to amend or modify or revoke such undertaking.” SECTION 20 The provision in Section 159 of the Securities and Exchange Act B.E

Minister in charge of the enforcement of this Act. SECTION 4/1.( The SEC shall have the power to determine the undertaking of business in any manner is not a securities business under this Act. SECTION 5.4

Minister in charge of the enforcement of this Act. SECTION 4/1. The SEC shall have the power to determine the undertaking of business in any manner is not a securities business under this Act. SECTION 5.4

upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has