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The SEC approved rules on undertaking derivatives fund management business for derivatives fund mangers who provide services to the general investors, mutual funds, private funds, and provident funds

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=1005

SEC files criminal complaint against Grow Enterprises for undertaking unlicensed derivatives business and public fraud

Siripongpairoj, Sakda Pannitamai and Saroj Klumdang for undertaking derivatives business in Thailand without license causing 23.98 million baht damages.In response to several complaints that during February 2008

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4562

Due date for TSFC undertaking under rehabilitation plan extended but monthly progress report is required

requiring the company to file with the SEC monthly progress report.SEC Secretary-General Thirachai Phuvanatnaranubala revealed that ?the CMSB concurred to extend the due date for undertaking out-of-court

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4565

SEC files criminal complaint against 9 alleged offenders for undertaking unlicensed derivatives business

Bangkok, November 27, 2012 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against five companies, namely(1) Silver Line Trading Intertrade Co., Ltd., (2) Diamond and Silverline Group Co., Ltd., (3) K.N.O. Marketing Co., Ltd., (4) M.B. Network Co., Ltd., and (5) P.T. Research Co., Ltd., along with four related persons, namely (1) Jaray Chanchaisilp, directors of Silver Line Trading Intertrade Co., Ltd. and Diamond and Silverline Group C...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4775

SEC requires PACE?s clarification on a joint venture agreement incurring obligations and liabilities within seven days

Bangkok, 2 October 2017 ? The SEC has ordered Pace Development Corporation Public Company Limited (PACE) to clarify the information regarding the company's joint venture agreement with three

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6795

SEC public hearing on proposed amendments to regulations related to securities and derivatives companies’ undertaking of other businesses

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=806

SEC files criminal complaint against Q-Me Co., Ltd and associated persons for undertaking unlicensed derivatives business and defrauding public

with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4571

Company Profile - CL VENTURE PUBLIC COMPANY LIMITED

Company Profile - CL VENTURE PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 20:08 Company Profile CL VENTURE PUBLIC COMPANY LIMITED Please enter

https://market.sec.or.th/public/idisc/en/companyprofile/listed/KOOL

SEC Thailand’s public hearing on the proposed amendment to the regulation on the fee for undertaking business of licensed derivatives exchange

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=638

SEC proposes amendments to the regulation on the fee for undertaking business of derivatives exchange to be more in line with the changing capital market landscape

Pursuant to the proposed amendments, the fee for undertaking a derivatives exchange business would be determined at the rate of 0.05 baht per contract per side for trades executed within the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8305