As information-consuming behavior has shifted as a result of technology, presenting information via crowdsourcing has been widely spreading. Therefore, SEC has had an idea to waive the supervision on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without benefits related to any financial product sellers. Such advice must be made online via website or elect...
considered way and in line with this objective. They should develop and publish a voting policy so that beneficiaries and investee companies can understand what criteria are used to reach decisions. Voting
Strategy "This collaboration between SEC and the Department of Industrial Promotion is considered a new dimension that will help the SEC understand the real needs, problems and obstacles. And the SEC will
products, the faster they can achieve their financial goals. In order to invest with confidence, investors should understand the products well before making investment decisions especially when investing in
Statement Revise 2019 Reviewed Company Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters /Others 2019 Reviewed Consolidated Q3 30/09/2019 Unable to reach any conclusion with an
Statement Revise 2020 Company Q2 30/06/2020 2020 Consolidated Q2 30/06/2020 2019 Reviewed Company Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters /Others 2019
Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2020 Company Q2 30/06/2020 2020 Consolidated Q2 30/06/2020 2019 Reviewed Company Q3 30/09/2019 Unable to reach
. Complementarity of various engagement options and approaches 7 Key considerations going forward: • Understand company’s influence along the value chain and its commitment to a credible decarbonization pathway
opinion with an emphasis of matters 2019 Reviewed Company Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters 2019 Reviewed Consolidated Q3 30/09/2019 Unable to reach any conclusion
Reviewed Company Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters /Others 2019 Reviewed Consolidated Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters