Bangkok, 30 July 2022 – with reference to Zipmex Group’s announcement on its website www.zipmex.com regarding its submission of moratorium relief for its businesses, including Zipmex Thailand, to the Singapore Court, the Securities and Exchange Commission (SEC) sent a written notice on 28 July 2022, requiring Zipmex to clarify the matter. Today, Zipmex Group has updated the progress on the moratorium proceedings dated 29 July 2022 on its website at www.zipmex.com. The SEC has therefore instruc...
. This collective cooperation will ensure consistency in the supervision and protection of personal data in the financial sector without redundancy, while reducing burdens or costs of business operators
technology; (2) Defining clear roles, responsibilities, and involvement of the board of directors, including the governance body, to ensure secure, effective, and efficient IT practices and usage in the
investor protection in this regard, the SEC has set up a special investor support team to ensure assistance and advice on withdrawal, receipt of returned assets or transfer of digital assets. The 24-hour
Capital Market Supervisory Board and one Notification of the Office of the Securities and Exchange Commission (Enclosures 1-3), which take effect from 16 June 2021. To ensure that business operators
effect from 16 June 2021. To ensure that business operators understand and comply with the regulations prescribed in the said Notifications properly, the SEC would like to provide clarificatory notes to
conduct a significant amount of in-house training? How does the firm ensure that their staff understand the knowledge? 13 Discuss how accounting and auditing technical updates are communicated to audit
limitations of direct investment in other securities ● Provide tools or professional service providers to ensure that target investors understand risk and return of investment in the capital market and are able