.pdf [ 8 ] When Companies’ own flow of announcements is in part governed by the regulatory regime, which quite properly means that certain times are not conducive to conversation. Investors should take
of conduct governed by Clause 11 (1) in the Notification of the Office of the Securities and Exchange Commission No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct dated
unprofessional, spread rumors and potentially affected stock market prices. It was also in violation of the rules of conduct as governed by Clause 11(2) in the Notification of the Office of the Securities and
find sufficient and referential information for the benefit of unitholders violated the rules of conduct for fund managers as governed by the SEC?s Notification SorNor. 43/2544 Re: Rules, Conditions and
governed by the securities law and the results by proven evidence and in line with other similar cases in the past. As to the public?s concerns over the UBS clarification, the SEC will request the
announced in due course. To increase choices of offer for sale of structured products, the SEC has issued rules to facilitate issuance of debentures with complex features apart from the already governed
governed structured debentures. The rules specify the procedure and timeframe for submitting applications and disclosure documents including the forms and contents will be more concise and more convenient
securities trading center by virtue of such laws and governed by government agencies or securities regulators (regulated exchange); “Allotted quota” means quota of foreign securities or derivatives investment