without warning statements or warning practices are unclear. The SEC is therefore conducting this public hearing on a proposed amendment to the relevant regulations to establish a clear standard of warning
was completed. The company?s financial statements, accordingly, contains unclear item as to reasonableness of the said transaction which may affect the benefit of securities holders and investment
means a digital asset having any of the following characteristics: (1) Digital asset created with the objective of concealing information on the transferor, the transferee and the transfer volume; (2
.” However, the information disclosed by CPAXT may be incomplete or unclear regarding the joint investment in the said project. This could potentially impact the rights and benefits of the shareholders
subject to temporary trading suspension. In addition, the company must proceed to have new operating business to meet the SET regulations within 12 months while its business plan remains unclear
a registration statement previously filed by this applicant. However, the SEC found the same deficiencies on issues such as related party transactions and unclear separation of businesses the
Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting
. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities https://publish.sec.or.th/nrs/3890pe.doc
, lectured on the SEC’s supervisory approach in 2024, as well as key principles from the risk management handbook and expectations for significant systems of securities companies, created by the SEC and
licensing manual on digital asset businesses has been created in compliance with the Licensing Facilitation Act B.E. 2558 (2515) to clearly specify the process and duration for considering application