client?s behalf and failure to keep complete record of securities trading orders were in violation of the Notifications concerning personnel in the capital market*, the SEC therefore suspended {A} from his

Bangkok, March 13, 2015 - The SEC suspended two investment consultants of RHB OSK Securities (Thailand) Plc. {A}, a securities investment consultant, was suspended for trading securities on behalf of

Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1

-month imprisonment and a fine of 500,000 baht for jointly with others manipulating share price of Krisdamahanakorn Plc. (KMC). The imprisonments were not suspended.  On April 22, 1993, the SEC filed a

into their trading accounts but the money was not deposited in the clients? accounts. The SEC?s further investigation revealed that Veerachai had replaced the name of the actual account owner on the

this case, the SEC?s probe found that Yongyuth and Vorapin had sold TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share price. They learnt of

According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during the month of May 2018, Kitti knew or possessed the inside information

  Reset I TWO ENTERPRISE PUBLIC COMPANY LIMITED : I2 The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found

  Reset I TWO ENTERPRISE PUBLIC COMPANY LIMITED : I2 The Financial Statements which need to be revised ( 0 record(s) found) Order Date Company Name Reviewed Financial Statement Details Data not found Form

  Reset I TWO ENTERPRISE PUBLIC COMPANY LIMITED : I2 Form 56-2 : Annual Reports ( 0 record(s) found) Name Year Receive Date Details Data not found Last updated on 20 September 2023