Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial transactions. This case is in the process of
trading volume of The Union Mosaic Industry Public Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial
Mr. Prasong Suviwattanachai Mr. Prasong Suviwattanachai as the owner and beneficiary of 14 securities trading accounts of foreign juristic persons opened at UOB Kay Hian Private Ltd. and EFG Private
monitoring and coordinating with the business operators, we have found that they have implemented their BCP to manage possible impacts of COVID-19 and opened an alternative site or installed remote working
opened in his name and facilitating relevant financial transactions. His action was considered a contravention of Section 243(1) in conjunction with Section 244 and 243(2) of the Securties and Exchange Act
? award for the small-sized booth. ?Exhibition booth is one of the key channels allowing the SEC to be reachable by investors and general public as it opened a venue for exchanging views and knowledge as
voting rights” and opened public hearing on the matter in late 2018. The stakeholders mostly agreed with the principle. SEC is proposing a draft notification of the Ministry of Finance which reflects
from the refinancing as liquid assets in their net capital (NC) computation.Refinance clients, who want to open a new margin account or have already opened one with the securities firm that has provided