potential for profits in narrow price ranges. In this regard, the SEC has coordinated with the SET to establish mechanisms for scrutinizing securities trading orders placed through such systems. This is to

. As shown in figure 7, when scrutinizing the number of audit firms in each scoring range as classified by the element in the Thai Standard on Quality Control 1 (“TSQC 1”), more than 50 percent of the

highlighted that, in the overall landscape, the quality in performing audit engagement was on the upward trend despite the SEC’s more scrutinizing inspection. Comparison with the results from the inspection in

), as shown in figure 2. In addition, when scrutinizing the number of audit firms categorized by inspection results in each element in TSQC 1, as shown in figure 3, one will find that most of the results

., board member and Audit Committee of Sukhumvit Asset Management Co., Ltd., member of Financial Institutions Policy Committee (Bank of Thailand), member of Extraordinary Committee for Scrutinizing Draft