assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth
and responsibilities of intermediaries, and (3) promotion of investors? roles in perusing disclosed information before making investment decisions. The amended regulation is expected to promote entry of
taxation barriers to the effectiveness of the passport.Next MeetingThe next face to face meeting of the JC will be planned for September - October 2018 in New Zealand.BackgroundThe Passport is a multilateral
capital markets through a single point of entry (SET and Bursa Malaysia are expected to be the first pair to link next year). As for the integration beyond ASEAN markets, there are plans to expand the
markets through a single point of entry (SET and Bursa Malaysia are expected to be the first pair to link next year).? As for the integration beyond ASEAN markets, there are plans to expand the scheme, to
Viranuvatti, and club members, to discuss strategies for elevating the efficiency in the standards of post-trade services of investment management companies. Both parties also exchanged views on the roles of
OSMEP Director Veerapong Malai stated that OSMEP has a mission to integrate and foster the growth and enhance the international competitiveness of SMEs by working together with alliances in all
abreast of the market situation, to be able to make decisions to trade capital market products on behalf of their clients, provided that consent from the clients must be obtained and such investments
Bangkok, November 26, 2008 ? Investor contacts whose approval is expiring at the end of 2008 are advised to submit the renewal application to the SEC by 1 December 2008 to ensure continuity of