COMPANY LIMITED Disclosure Business News ( 1 record(s) found) Date Time Heading Link 15/07/2022 17:33 Notification of the Establishment of a Subsidiary Company (Added) Remark: Data will be displayed
, private fund management business, derivatives agent business, derivatives dealing business, derivatives advisory service, and derivatives fund management business, and the newly added securities
, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The revision, to become effective by November 2014, aims at supporting competition among business
Introduction & Overview 1 Monica Bae Regional Lead, Capital Markets CDP SEA & Oceania CDP is a global environmental impact non-profit working to secure a thriving economy that works for people and
the Securities and Exchange Commission No. KorThor 59/2543 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 3) dated 23 November 2000. As added by the Notification of the
) dated 23 November 2000. 2 As added by the Notification of the Securities and Exchange Commission No. KorThor 12/2542 Re: Rules, Conditions and Procedures for Securities Borrowing and Lending (No. 2) dated
Procedures for Securities Borrowing and Lending (No. 3) dated 23 November 2000. 2 As added by the Notification of the Securities and Exchange Commission No. KorThor 12/2542 Re: Rules, Conditions and Procedures
the PVD factsheet of the newly added investment policy before offering such investment policy to PVD’s fund committees. For a pooled fund, the AMC would be required to disclose the PVD factsheet of the
services as permitted under their licenses. In addition, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The consultation paper is available on www.sec.or.th
The provisions proposed to be added are as follows: (1) Provision that will require the association to operate its affairs in accordance with the rules prescribed by SEC Board. If