Bangkok, January 19, 2012 - The SEC has suspended six investor contacts for involving in the share price manipulation of Traffic Corner Holding Plc. (TRAF), currently M Pictures Entertainment Plc. (MPIC), which took place at the end of 2007 and in 2008. The suspensions became effective on December 31, 2011, with details below: (1) Sippakorn Kawsaart, then customer relations manager at KTB Securities Co., Ltd., colluded with other offenders in using other persons? trading accounts to manipulate t...
company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and
Mrs.Chanyarat Sangtong Between 20 August, 2015 to 11 December, 2015, Mrs.Chanyarat Sangtong who involved in the UOB Freehold Eight Thonglor property fund (“UOB8TF”) bought UOB8TF Units by using
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement
individuals who serve as their directors, executives or major shareholders as it is part of the mechanism preventing persons involved in fraudulent, deceptive or corrupt activities from holding managerial or
Bangkok, December 28, 2010 ? The SEC today filed a criminal complaint with the Department of Special Investigation against persons involved in the manipulation of shares of three companies, i.e
proceeded to sell Energy Earth Public Compay Limited ("EARTH") shares and EARTH-W4 while knew or prosessed EARTH's inside information, by being involved in EARTH shares and EARTH-W4 trading and
Energy Earth Public Compay Limited ("EARTH") shares and EARTH-W4 while knew or prosessed EARTH's inside information, by being involved in EARTH shares and EARTH-W4 trading and financial
and Kitha was not qualified to be a listed company in the Stock Exchange of Thailand. Their divided duties were meticulously planned, Mr. Aphichat involved in introducing Mr. Boonpiam Eamroongroj to Mr
the Stock Exchange of Thailand. Their divided duties were meticulously planned, Mrs. Suda involved in securities trading accounts for Ms. Bongkorn Chansakulporn and Mrs. Suda Kunachak to buy shares of