Complex Type 1 Investment Consultant
. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for
Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and
3 months, the suspension imposed by the SEC shall remain 6 months. Also, the SEC imposed 40-day suspension on the approval as securities investment consultants on {B} and {C}. The suspension of three
Investment and Giving Investment Advice dated January 18, 2012 (Notification No. TorLorThor. 3/2555). Accordingly, the SEC suspended {A} for three months from his duty as the approved capital investment
THREE SIXTY FIVE PUBLIC COMPANY LIMITED | Q1/2011
THREE SIXTY FIVE PUBLIC COMPANY LIMITED | Q2/2011
THREE SIXTY FIVE PUBLIC COMPANY LIMITED | Q3/2011