the making of a complete list of the shareholders whose names are in the register on the record date. Q: Is the register closing for dividend payment based on the record date concept as well? A: Under
their duties for the best interests of the company. Therefore, A person who has a conflict of interest must not do business which is in competition with the company. There must be no related party
position of company secretary as well? A: Yes. The Securities and Exchange Act does not prohibit such matter. The board may appoint any person who is deemed appropriate and qualified to perform the duties of
offer to sell warrant – PP which the board of directors is aware of the names of investors and the shareholders resolved to indicate the sale price for underlying shares for warrant – PP, investment
solicitation for investment in nine digital assets which are not on the list of SEC-approved digital assets or under SEC’s supervision Following the tips from various sources to SEC, several investment
SEC within 90 days (within 14 August 2018) to continue their business until an order to discontinue their businesses is given. Earlier, SEC disclosed the names of seven digital asset business operators
. Following an inspection report of {X1}, which is licensed to undertake securities business in the category of limited brokerage, dealing and underwriting of investment units (LBDU), the SEC's further
monitoring of companies and is central to shareholders‟ ability to exercise their ownership rights on an informed basis. Evidence from around the world demonstrates that disclosure can be a powerful tool for
Bangkok, February 10, 2016 ? The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against Global Consultant Co., Ltd. and Neil