KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 22/06/2015 - 26/06/2015

responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board

the manager.The misconduct of the three persons above was a failure to perform duties with responsibility and professional due care for the best interest of investors pursuant to the Notification of the

investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has

had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in

denied the authorization of the whole arrangement. {D} and {A} subsequently entered into an agreement with the client whereas the client agreed to formalize the past buying transaction by signing the

Type of securities : Common share | Effective Date : 22/06/2016 | Close Selling Date : 28/06/2016

Type of securities : Common share | Effective Date : 29/08/2016 | Close Selling Date : 09/09/2016

authority and responsibility of executives and units; (5) being able to show that its operational system will be prompt for operating securities business in the licensed category; (6) being able to show that

Common share | Initial Public Offering | Offering Date - 31/08/2016 - 09/09/2016