SEC Search

Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6452

SEC sanctions investor contact and securities firm executive

Bangkok, June 23, 2011 - The SEC revokes its approval of Chalerm Suakamram, an investor contact and a branch manager of Siam City Securities Co., Ltd., and bans him from performing duty as an executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved dishonesty, deceit or embezzlement and wrongful use of client?s assets. Following the complaint lodge...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3701

Financial Statement - AIT : ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED

ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED | Q1/2011

http://market.sec.or.th/public/idisc/en/FinancialReport/FS-0000004081

Financial Statement - AIT : ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED

ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED | Q2/2011

http://market.sec.or.th/public/idisc/en/FinancialReport/FS-0000004081

Financial Statement - AIT : ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED

ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED | Q3/2011

http://market.sec.or.th/public/idisc/en/FinancialReport/FS-0000004081

Financial Statement - AIT : ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED

ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED | Year 2011

http://market.sec.or.th/public/idisc/en/FinancialReport/FS-0000004081

Publication Document - ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED : AIT

Publication Document - ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED : AIT สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:45 Publication Document Please

https://market.sec.or.th/public/idisc/en/FinancialReport/ALLMIXED-0000004081/25620828-25650828?symbo...

Publication Document - ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED : AIT

Publication Document - ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED : AIT สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 22:26 Publication Document Please enter

https://market.sec.or.th/public/idisc/en/FinancialReport/ALLMIXED-0000004081/25620401-25650401?symbo...

Publication Document - ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED : AIT

Publication Document - ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED : AIT สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 19:06 Publication Document Please enter

https://market.sec.or.th/public/idisc/en/FinancialReport/ALLMIXED-0000004081/25600304-25630304?symbo...

Publication Document - ADVANCED INFORMATION TECHNOLOGY PUBLIC COMPANY LIMITED : AIT

https://market.sec.or.th/public/idisc/en/FinancialReport/ALLMIXED-0000004081/25600703-25630703?symbo...