SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
been a change in the necessary circumstances as provided in the first paragraph, the Minister upon the recommendation of the SEC may modify or change the conditions already specified.
/2003 2. Notification of the Securities and Exchange Commission 32/2545 (Synopsis) 28/03/2002 16/04/2002 3. Notification of the Securities and Exchange Commission 47/2540 31/12/1997 31/12/1997 4
Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 3. Notification of Capital Market Supervisory Board TorThor. 23/2553 Rules for Undertaking Derivatives Business for Licensed
. Notification of the Securities and Exchange Commission KorThor/Nor/Khor 4/2548 Qualifications and Other Prohibited Characteristics of Executives of Securities Companies (Synopsis) 17/01/2005 01/03/2005 2
Securities and Exchange Commission SorThor. 55/2546 Report Forms of Securities Companies (Synopsis) 26/12/2003 01/01/2004 Report/Form (Notification of Securities and Exchange Commission) Form Bor.Lor.2
Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 2. Notification of the Securities and Exchange Commission 16/2553 (Synopsis) 01/12/2010 01/01/2011
) (Synopsis) 23/01/2007 16/03/2007 2. Report/Form (Notification of Securities and Exchange Commission) (Synopsis) 23/01/2007 16/03/2007 3. Report/Form (Notification of Securities and Exchange Commission
Commission KorMor. 10/2559 Determination of Fees for Undertaking Business According to Licenses (Synopsis) 07/11/2016 01/01/2017 3. Notification of the Securities and Exchange Commission 16/2553