Ministry of Finance. The approval criteria include clear disclosure of information, fairness and compliance ? there must be no grounds of suspicion regarding the issuer's intention to avoid regulatory
information, fairness and compliance ? there must be no grounds of suspicion regarding the issuer's intention to avoid regulatory compliance or exploit investors ? and integrity of directors and executives who
information similar to that submitted to investor or home regulator by such person as required by law or regulations, providing that [person responsible for undertaking of foreign collective investment scheme
amount of money required to be segregated each day shall not be less than the total amount of the net balance calculated at the end of the prior working day or at the end of the present working day from
company shall segregate assets under its custody as assets of clients in not less than the following amount: (1) Money: the amount of money required to be segregated each day shall not be less than the
directors and the audit committee play a critical role in creating a mechanism to verify for the reasonableness of important transactions of listed companies; 4. Listed company: Listed companies are required
by the board of directors and obligated to equal legal liabilities. Q: Is a listed company required to notify the SEC Office of the appointment of its company secretary after having disclosed such
the Capital Market (Normal) I hereby attach the supporting documents required by the Securities and Exchange Commission Office (“SEC Office”) and confirm my willingness to provide any other information