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Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9815

Sustainability-Linked Bond Framework

also review this Framework in case of material changes in the perimeter, methodology, and/or the SPT's calibration. Such review may result in this Framework being updated and amended. The updates, if not

https://www.sec.or.th/TH/Documents/LawsandRegulations/ResourceCenter/SustainabilityLinkedBond/Resour...

คู่มือหลักการกำกับดูแลกิจการที่ดี (Governance Framework)

คู่มือหลักการกำกับดูแลกิจการที่ดี (Governance Framework) แนวทางธรรมาภิบาลของ ก.ล.ต. (Code of Governance) ส านักงานคณะกรรมการก ากับหลกัทรัพย์และตลาดหลกัทรัพย์ (ฉบบัปรับปรุง คร้ังท่ี 4 พ.ศ. 2562) 1 บทน

https://www.sec.or.th/TH/Documents/AboutUs/cgsec.pdf

SEC to improve rules on the issuance of IPOs by holding companies to add flexibility to business structure

There have been a large number of holding companies that issue IPOs. These companies conduct various types of businesses and comprise many affiliates, both in Thailand and in other countries. In each group of companies, an affiliate acting as the central company is the one whichsets out policies and business directions for all affiliates and associated companies within that group of companies. The current rules require both the issuers as well as all affiliates that engage in the main bus...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8530

SEC receives 4 “Digital Government Awards” for the first time in year 2020 and SEC Secretary-General receives “Outstanding Digital Organization Leader 2020” award

technology and big data to enhance the online service in various channels, develop data governance, data structure and data security, and groom human resources and organization culture as well as appoint a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8794

SEC announces tech-led capital market development plan to create well-being for Thais

efficiency and facilitate fundraising and investment activities in order to create long term well-being for Thais.SEC Secretary-General Rapee Sucharitakul said: ?We have achieved the intended outcome for 2018

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7341

Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework

Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated

https://www.sec.or.th/EN/Documents/BusinessOperator/handbookonACMF.pdf

technology risk framework

technology risk framework 1 สงิหาคม 2565 การอบรมการใชง้าน ระบบ ESUBMISSION 2©Copyright ระบบ ESUBMISSION : วตัถปุระสงค์ เป็นชอ่งทางอ านวยความสะดวกใหก้บัผูอ้อก หลกัทรัพย ์ตวักลาง และอืน่ๆ ในการจัดสง่

https://market.sec.or.th/Documents/ca/Documents/E-Submission-Training-P2.pdf

technology risk framework

technology risk framework รวมคลปิบรรยาย ระบบ ESUBMISSION Phase 2 1 สงิหาคม 2565 2©Copyright ภาพรวมระบบ ESUBMISSION เน้ือหา 1. วตัถุประสงคข์องระบบ ESUBMISSION 2. การประยุกตใ์ช ้Digital ID ภาครฐั 3. ร

https://market.sec.or.th/Documents/ca/Documents/AllUserManual.pdf

SEC proposes actions to drive UN Guiding Principles Framework on Business and Human Rights at the UN in Geneva

the Cabinet on 29 October 2019. Thailand was the first country in Asia to be able to push for the said plan of action.The implementation of the guiding principles framework is consistent with the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8281