Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure
Bangkok, August 14, 2008 ? Discussion in the latest quarterly meeting between the SEC and the Association of Investment Management Companies (AIMC) focused on the industry?s efforts to introduce new financial instruments for investor?s choice. SEC Secretary-General Thirachai Phuvanatnaranubala said: ?We discussed potential approaches to make fund investment more attractive and better responsive to different needs of investors.? The meeting has agreed on the following:1. Mutual funds, private fu...
There have been a large number of holding companies that issue IPOs. These companies conduct various types of businesses and comprise many affiliates, both in Thailand and in other countries. In each group of companies, an affiliate acting as the central company is the one whichsets out policies and business directions for all affiliates and associated companies within that group of companies. The current rules require both the issuers as well as all affiliates that engage in the main bus...
แบบรับทราบความเสี่ยง (Structure Note)
on the government's budget and public debt. Infrastructure funds could be established in a variety of forms suited for each type of operational structure. Securitization is also another vehicle to
on the government?s budget and public debt. Infrastructure funds could be established in a variety of forms suited for each type of operational structure. Securitization is also another vehicle to
returns in the form of profit-sharing. In all cases, underlying assets must comply with Shariah rules. Sukuk is expected to promote variety of products, offer another fund-raising alternative for both
intermediaries, Set up risk management system for clearing and settlement, and Restructure regulatory body governing the financial market to cope with the alteration of businesses and the capital market structure
Fund and the World Bank, reflect a satisfactory level of Thailand?s compliance with the international standards. The assessors have indicated that the Thai regulatory structure for the capital