Bangkok, September 26, 2013 ? The SEC is seeking public comment on compiling and standardizing the rules and guidelines concerning all types of capital market personnel for ease-of- use. The consultation paper is available until October 7, 2013The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile number at 0-2263-6311 or email address at rangrong@sec.or.th until October 7, 2013...
Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain
Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft compilation of rules governing providers of investment services in foreign currency denominated securities and derivatives. The
Bangkok, August 14, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board approved the streamlining of structured notes regulations to boost
Exchange of Thailand did not cover the securities trading on August 16, 2004. Expectedly, if compilation of information is completed, the investigation result will be proposed to the SEC board meeting on
, in which the SEC exercises discretion on behalf of investors regarding appropriateness of investment products. 2. Streamlining procedures ? Internal working process will be revised and streamlined to
which the SEC exercises discretion on behalf of investors regarding appropriateness of investment products. 2. Streamlining procedures ? Internal working process will be revised and streamlined to
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
ด้านหลัก คือ (1) Empowering Business (2) Streamlining Services และ (3) Democratizing Wealth ซ่ึงครั้งที่แล้วผมเล่ารายละเอียด ในด้านการขับเคลื่อนดิจิทัลอำนวยความสะดวกให้ผู้ประกอบธุรกิจในตลาดทุนสามารถ
investigation that led to the complaint filing had stemmed from a referral from the Stock Exchange of Thailand (SET) and the SEC?s data compilation from different sources, including the information gathered from