SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...

Facebook page Trade industrial stocks : Unlicensed securities and derivatives business (Disclosure Date : 29/06/2023)

Facebook Page ชื่อ Daily Stocks : Unlicensed securities and derivatives business (Disclosure Date : 23/01/2024)

Facebook Page ชื่อ Thailand Stocks : Unlicensed securities and derivatives business (Disclosure Date : 23/01/2024)

Facebook page ชื่อ Daily Stocks : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2023)

Facebook page ชื่อ Daily stocks : Unlicensed securities and derivatives business (Disclosure Date : 08/11/2023)

Facebook Page ชื่อ Gold Stocks : Unlicensed securities and derivatives business (Disclosure Date : 07/03/2024)

Facebook Page ชื่อ Trading Stocks : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)

Facebook Page ชื่อ Thai stocks : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)

Facebook Page ชื่อ Derivative stocks : Unlicensed securities and derivatives business (Disclosure Date : 08/12/2023)