support the national goal, our strategic plan aims to meet four key objectives of sustainable development, financial inclusion, strengthening competitiveness and building trust and confidence. Amid this

Governance, which have been released at the 2015 OECD-Asian Roundtable on Corporate Governance in Bangkok today.   Co-hosted by the OECD, the SEC, the Stock Exchange of Thailand (SET) and the Thai Institute of

borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its

well-integrated to enhance investor confidence”.Chairman of the Association of Securities Companies (ASCO), Mr. Pichet Sithi-Amnuai, said that “securities companies have teamed up with the Stock

the Stock Exchange of Thailand by 21 June 2018. The SEC will take Mr. Suphanan's clarification into consideration as to whether he is performing fiduciary duties as a listed-company director

This proposed amendment to the regulations on qualifications of capital market auditors aims to facilitate capable auditors’ entry into the capital market to perform audit work and to streamline supervisory rules that could impose excessive burdens on auditors. This regulatory revision would therefore attract sufficient qualified auditors into the capital market to serve the increasing number of listed companies while maintaining audit quality in line with international standards. The essence of...

challenging environments, building strengths and competitive edge, creating services that meet the demands of investors and stakeholders, and promoting the Thai capital market’s global competitiveness, which

SEC, the Office of Social Enterprise Promotion (OSEP) and the Social Enterprise Thailand Association (SE Thailand) has teamed up with multiple social enterprises for the aforementioned seminar

provide an understanding on the roles of  SEC and SEC Check First application, an application for searching up list of approved products, persons, and legal persons, and the Retirement-Checkup

private equity firms, or the “SME Startup PE VC” working group, was set up. The group, comprising representatives from various government and private agencies, including the Stok Exchange of Thailand