ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 18/06/2010 - 24/06/2010
บริษัท หลักทรัพย์จัดการกองทุนแอสเซท พลัส จำกัด|กองทุนรวมที่ลงทุนในต่างประเทศ | วันที่เสนอขาย : 18/06/2553 - 24/06/2553
Bangkok, December 24, 2013 ? SEC Secretary-General Vorapol Socatiyanurak revealed after quarterly meeting with the Association of Thai Securities Companies (ASCO) and the Association of Investment Management Companies (AIMC) that ?The SEC urges the associations? members to make a declaration of intent against corruption by joining the Collective Action Coalition Against Corruption Council (CAC). The CAC, supported by the government and the Office of National Anti-Corruption Commission, aims at p...
Bangkok, July 20, 2015 ? The SEC takes further actions under the securities and exchange law after the Department of Business Development (DBD) clearly indicated that disallowing shareholders to attend and exercise voting rights at AGM was non-compliance with the law on public limited company.Earlier, the SEC received complaints stating that Chairman of the Board of Nation Multimedia Group Public Limited Company (NMG) did not allow some groups of shareholders to attend the 2015 shareholders? Ann...
Bangkok, February25, 2015 ? The SEC jointly with the Thai Bond Market Association (ThaiBMA) launched ?One Step Beyond with Bond Issue? project to enhance competitiveness of the businesses never once
SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เป็นประธานกล่าวต้อนรับและเปิดงาน “Tech career coaching 2021 : Step Toward Success” ซึ่ง ก.ล.ต. จัดร่วม
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Guaranteed Fund | Offering Date : 28/06/2024 - 19/07/2024
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Guaranteed Fund | Offering Date : 20/05/2024 - 30/05/2024
This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to share knowledge and understanding as well as different views and opinions on reforming laws and regulations on the capital market enforced by SEC, under the Regulatory Guillotine Scheme, which aims to promote competitiveness of the private sector while maintaining efficiency of investor protection....