SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure
SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or
ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 18/06/2010 - 24/06/2010
บริษัท หลักทรัพย์จัดการกองทุนแอสเซท พลัส จำกัด|กองทุนรวมที่ลงทุนในต่างประเทศ | วันที่เสนอขาย : 18/06/2553 - 24/06/2553
Bangkok, July 20, 2015 ? The SEC takes further actions under the securities and exchange law after the Department of Business Development (DBD) clearly indicated that disallowing shareholders to attend and exercise voting rights at AGM was non-compliance with the law on public limited company.Earlier, the SEC received complaints stating that Chairman of the Board of Nation Multimedia Group Public Limited Company (NMG) did not allow some groups of shareholders to attend the 2015 shareholders? Ann...
Bangkok, February25, 2015 ? The SEC jointly with the Thai Bond Market Association (ThaiBMA) launched ?One Step Beyond with Bond Issue? project to enhance competitiveness of the businesses never once
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Guaranteed Fund | Offering Date : 20/05/2024 - 30/05/2024