Bangkok, August 25, 2009 ? The SEC imposed a three-year probation on Maris Tarab, in his capacity as the managing director of ING Funds (Thailand) Co., Ltd. and fund manager of T.U. Dome Residential
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
The Office of Securities and Exchange Commission (SEC) appointed ?Director Responsibilities Steering Group? to follow up practices and efficiency of directors of listed companies. This is expected to
established under other laws. The proposed revision includes the exemption of independent director rules for all licensed business operators, under the specified criteria. The qualifications of independent
Bangkok, October 1, 2012 ? The SEC signed a Memorandum of Understanding (MOU) with the Office of Auditor General of Thailand (OAG) on September 27 to enhance audit quality of state owned enterprises
นางสาวจอมขวัญ คงสกุล ผู้ช่วยเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนาออนไลน์หัวข้อ “THAILAND: The State of the Green Bonds Market” โดยให้ข้อมูลเกี่ยวกับการดำเนิน
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
state departments regarding the process of law enforcement. SEC has signed in various MOUs between relevant state departments. However, the operation requires more than a mere close cooperation, it also
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Laws," as part of the Corporate Governance for Directors and Senior Executives of Regulators, State Enterprises and Public Organizations Training Program, Class 27, which consisted of 26 participants