KWI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 17/07/2018 - 24/07/2018
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...
Facebook Page ชื่อ Stable securities : Unlicensed securities and derivatives business (Disclosure Date : 18/12/2023)
Facebook Page ชื่อ Stable Fund : Unlicensed securities and derivatives business (Disclosure Date : 26/07/2024)
, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2014 | Close Selling Date : 00/00/0000
Facebook Page ชื่อ Stable stock trading : Unlicensed securities and derivatives business (Disclosure Date : 09/01/2024)
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Specific Fund
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 25/05/2016 - 06/06/2016