According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the consideration that {A} failed to perform his duties responsibly with professional due care when he acc...
According to a referral from MBKET and SEC’s further inspection, during May 2016 – December 2018, {A} executed trading orders of securities and derivatives for a client in the following manners: (1) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading execution program. She also transferred her own money into the client’s trading account as a collater...
million Baht from the investment made by two investors, namely Apollo Asia Sprint Holding Company Limited and Goldman Sachs Investments Holdings (Asia) Limited in two subsidiaries which were Pace Project
and PP3 entered into Investment Buy-Out Agreement with Apollo Asia Sprint Company Limited (“Apollo”) and Goldman Sachs Investments Holding (Asia) Limited (“Goldman”), (investment partners) in order to
Asia Sprint Holding Company Limited (“Apollo”) and Goldman Sachs Investments Holdings (Asia) Limited (“Goldman”). The total amount of the purchase is, not exceeding, USD 320 million or, not exceeding
the Company, respectively from Apollo Asia Sprint Holding Company Limited (“Apollo”) and Goldman Sachs Investments Holdings (Asia) Limited (“Goldman”). The total amount of the purchase is, not exceeding
investment partners: 1) Apollo Asia Sprint Holding Company Limited, and 2) Goldman Sachs Investments Holding (Asia) Limited which own a combined 49 percent stake in The Bangkok Edition Hotel, Rooftop Bar
Asia Sprint Holding Company Limited and Goldman Sachs Investments Holdings (Asia) Limited in 2 subsidiaries which were Pace Project One Co., Ltd. and Pace Project Three Co., Ltd. in 1Q2017. Accordingly