been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC

have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC

International Inc. and Global Legend Series Ltd. Services Ltd. – even though there had been an indication that the value of the investment fund would depreciate. Therefore, the SEC instructed EIC to submit the

distribution of these investments geographically (home and abroad) and the method of financing (internal or external). 8. An indication of any public takeover offers by third parties in respect of the issuer's

compliance with the terms of that contract to provide any early indication of any deterioration in the issuer’s financial condition. III. RISK FACTORS 1. The registration statement shall prominently disclose

, originators, underwriters, arrangers, or subscribers for services other than issuing credit ratings or providing access to d. providing a preliminary indication or similar indication of credit quality to an

presentation should be taken as forecasts or promises nor should they be taken as implying any indication, assurance or guarantee that the assumptions on which such future projections, expectations, estimates or

investments geographically (home and abroad) and the method of financing (internal or external). 8. An indication of any public takeover offers by third parties in respect of the issuer's shares or by the

access to d. providing a preliminary indication or similar indication of credit quality to an entity, obligor, originator, underwriter, or arranger prior to being hired to determine the final credit rating

disclose the evidence periodically that the issuer is not in default or that it is in full compliance with the terms of that contract to provide any early indication of any deterioration in the issuer’s