Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to the SEC Office at least 10 working days before the intended effective date of such rule, along with a brief report on comments from the stakeholders (if any). The types of rule that can rely on this exemption are as follows: (1) Rules that carry the material context similar to that state...
Smart Income : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2021)
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MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund | Offering Date : 14/10/2013 - 25/10/2013
Common share | Initial Public Offering | Offering Date - 17/09/2014 - 24/09/2014