SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
operators to deal with Covid-19 situation. All of them confirm the readiness to provide services related to securities trading continuously and have business continuity plans in case of emergency. In
also be reasonable and not resulting in a similar situation as non-operation. The regulations aim to ease the flexibility of the operation of business providers by reporting to SEC after outsourcing
with business operators to protect investors in the current situation was emphasized. This discussion focused on policy matters for the first half of 2024, marking the initial meeting of the year, apart
The fast changing situation and high uncertainty due to external factors, especially the Covid-19 pandemic and digital disruption, affect several sectors, which in turn influences developmental
calculation of liabilities and risk haircut values in order that the revised criteria will reflect the current situation concerning the debt instruments business and promote debt instruments transactions in
Bangkok, December 24, 2010 ? Positive outlook lies ahead for emerging markets as capital inflows are expected to continue next year, but financial institutions and business sectors should adopt
-19 outbreak in many counties has not been resolved. Such current situation may have a negative impact on Thai listed companies that have core business in COVID-19 affected countries, or it might
of the minimum requirement for five consecutive days, the business operator must suspend its digital asset operations, inform the clients and follow the SEC's orders to rectify the situation; (3) To
In November 2022, the SEC published a consultation paper on the proposed amendment to capital requirements for digital asset business operators which includes paid-up and ongoing capital as well as