Facebook page “Thai Stock Trading Association” impersonates “Shining Gold Bullion Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 16/09/2024)

Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the

SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in

According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders.  As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...

Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/02/2018

Reporting Person : - | Type of securities : - | Date of reporting obligation : 13/02/2019

Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/05/2002

Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/01/2004

Reporting Person : - | Type of securities : - | Date of reporting obligation : 11/01/2005

Reporting Person : - | Type of securities : - | Date of reporting obligation : 17/01/2006