Complex Type 1 Investment Consultant
New Products - Equity Market สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:26 New Products - Equity Market Equity ( 74 record(s) found) Issuer Name/Offer Name
Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
trading orders made in the trading room, a violation of Clauses 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to
Facebook page “Bumrungrad Trading Market” impersonates “Bumrungrad International Hospital Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 19/08/2024)
Facebook page “Trading Market BDMS” impersonates “Bangkok Dusit Medical Services Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 26/08/2024)
Facebook page “Trading Market Bumrungrad บํารุงราษฎร์” impersonates “Bumrungrad International Hospital Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 28/08/2024)
Facebook page “Gold trading market ฮั่วเซ่งเฮง” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 29/08/2024)
Facebook page ?Trading Market BDMS? impersonates ?Bangkok Dusit Medical Service Plc.? : Unlicensed securities and derivatives business (Disclosure Date : 21/11/2024)
Facebook page “Trading Gold Market Stock” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 19/07/2024)