Complex Type 1 Investment Consultant

SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...

ชื่อผู้ได้มา/จำหน่าย :?SHINE WEALTH HOLDINGS LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 02/02/2558

ชื่อผู้ได้มา/จำหน่าย :?SHINE WEALTH HOLDINGS LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 08/10/2561

Mr. Shine Bunnag Mr. Shine Bunnag, a Chief Executive Officer for the operation of Nation Multimedia Group Public Company Limited ("NMG"), shall be liable for NMG’s failure to prepare and

Mr. Shine Bunnag Mr. Shine Bunnag, a Chief Executive Officer for the operation of Nation Multimedia Group Public Company Limited ("NMG"), shall be liable for NMG’s failure to prepare and

Mr. Shine Bunnag Mr. Shine Bunnag, a Chief Executive Officer for the operation of Nation Multimedia Group Public Company Limited ("NMG"), shall be liable for NMG’s failure to prepare and

Mr. Shine Bunnag Mr. Shine Bunnag, a Chief Executive Officer for the operation of Nation Multimedia Group Public Company Limited ("NMG"), shall be liable for NMG’s failure to prepare and

Mr. Shine Bunnag Mr. Shine Bunnag, a Chief Executive Officer for the operation of Nation Multimedia Group Public Company Limited ("NMG"), shall be liable for NMG’s failure to prepare and

Mr. Shine Bunnag Mr. Shine Bunnag, a Chief Executive Officer for the operation of Nation Multimedia Group Public Company Limited ("NMG"), shall be liable for NMG's failure to prepare