SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
-pledging scheme and Kitha was not qualified to be a listed company in the Stock Exchange of Thailand. Their divided duties were meticulously planned, Mr. Nittimon involved in getting a proxy from shareholder
.......................................................................... 5 Key Findings .................................................................... 11 Commitment and Enforcement ................................ 11 Shareholder Rights
Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the
▪ ESG engagement for fixed income investors ▪ ESG engagement for sovereign debt investors ▪ Getting started with collaborative engagement Develop a dedicated Stewardship Policy: ▪ Consistent with local
Commerce. This topic measures the strength of minority shareholder protection against directors' misuse of corporate assets for their personal gain as well as shareholder rights, governance safeguards and
Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder
trade volume of Thai Enger Holding Public Company (TIGER) with intention of getting the price of TIGER stocks to be higher than IPO price. SEC Act S.244/3(1)(2) in conjunction with Section 83 of the