SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...
Type of securities : Common share | Effective Date : 06/05/2022 | Close Selling Date : 13/05/2022
Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the
: Unapproved public offering of digital token (Disclosure Date : 02/06/2020)
Investor - SECOpenData EN หน้าแรก กองทุน กองทุนรวม กองทุนส่วนบุคคล กองทุนสำรองเลี้ยงชีพ กองทุนอื่น ตราสารหนี้ ตราสารทุน สินทรัพย์ดิจิทัล ผู้ประกอบธุรกิจและบุคลากรในตลาดทุน ผู้ประกอบธุรกิจและบุคลากรใน
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 19:53 In response to a number of tips and complaints about fraudulent solicitation of unauthorized