SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of

PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 election of auditors, direct nomination of board members, the ability to pledge shares, the approval of distributions of profits, shareholder ability to vote on

climate change and low carbon investing. AIGCC Membership • 73+ Asset owners and managers from 11 markets • > USD 32 trillion in AUM (as of May 2023) Building investor capacity on climate change • C-Suite

shareholder(s) that have ultimate control of the audit firm? 2 Does the person that has ultimate control in the firm be a CFO or managing partner of the firm? If not, how the ultimate shareholder(s) delegate or

listed companies more funding flexibility while maintaining the ability to meet the targeted fund; and    3. Revise the market price calculations, which are inconsistent due to different criteria for

scheduled and conducted properly, with transparency and efficiency, and ensure inclusive and equitable treatment of all shareholders and their ability to exercise their rights. Principle 8.3          The

Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder

to right offering (RO)) to give the private sector more funding flexibility while maintaining the ability to meet the targeted fund; and   (3) Revise the current market price calculations, which are

that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2 Who has the

("Mr. Sorapoj") is a director, management and major shareholder of the Company holding 38.90% of total shares of the Company, which is considered as connected persons of the Company. In this regard, Mr