Bangkok, 9 February 2018 ? The SEC has revoked the approval for a securities investment consultant by the name of Mr. Sakkarin Uttakrit for 10 years on account of committing undue acts toward clients

her from applying for a new approval as capital market business personnel for a period of 10 years, effective from 14 March 2019.Investors are advised to be careful and cast doubt on any solicitation

2014 to 15.00 baht on 30 May 2014, accounting for a 5.60 baht or 59.57 percent increase. In addition, during his trading period, the share price reached its peak at 21.60 baht, accounting for a 12.20

capital market business for a period of 10 years, effective from 6 May 2020._______________________________ Note: * Pursuant to Clause 23(1) and the prohibited characteristics of

investment consultant for Napasook has already expired since 31 December 2019. SEC has therefore prohibited her from re-entering as personnel in the capital market business for a period of 10 years

business for a period of 10 years, effective from 6 May 2020. _______________________________  Note: * Pursuant to Clause 23(1) and the prohibited characteristics of personnel in the

Kornyachath as capital market business personnel for 10 years, starting from 9 December 2016. A re-entry application will not be accepted until the revocation period ends. ____________________ * Violation of

Supervisory Board.* Therefore, SEC will not accept his future application for approval as personnel in the capital market business for a period of five years, effective from 25 February 2020.  Investors are

characteristic of capital market business personnel Type 2**. SEC has therefore revoked the approval for Sarunya as investment consultant for five years, effective from 16 September 2020. In addition, her

therefore prohibited her from re-entering as capital market business personnel for a period of 10 years, effective from 15 July 2020.  In addition, SEC has found that this misconduct had been partially