SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
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) concerning the establishment of the Capital Market Development Fund (CMDF). This second consultation focuses on revising the CMDF's objectives to include necessary financial support for the Stock Exchange of
(at 6.25 percent per year) will be restructured into three separate installments over the extended period. These installments are scheduled for 30 April 2025, 30 August 2025, and 30 December 2025
private sectors to make necessary preparations. The essences of the SEA Amendments are: 1. Enhanced investor protection: For example, minority shareholders are entitled to (1) propose agenda items