The Securities and Exchange Commission, Thailand (SEC) together with the Institute of Certified Accountants and Auditors of Thailand (ICAAT) issued accounting guidelines on revenue recognition for
juristic offenders in eight cases and the total remittance of more than 50 million baht as public revenue. Mr. Somchai Pongpattanasin, SEC Assistant Secretary?General in charge of the Enforcement Division
readiness of upcoming market competition among securities companies and yet allow sufficient time for self-preparation to expand business capabilities and diversification of revenue sources other than
for self-regulation The ASCO was asked to submit its action plan for becoming a self-regulatory organization (SRO) for the SEC?s approval. The plan must emphasize the core objectives of self regulation
their objectives of safeguarding client benefits, enhance their trustworthiness, and maintain overall market integrity, but also reflect their self-discipline which would further reduce chances of law
the temporary extension of minimum fees expires. There will be no further extension or scale adjustment as the industry has already had sufficient preparation time; 2. Preparation for ASEAN Capital
involved; Providing agencies with sufficient powers to regulate and monitor market behavior, * The participating Asian economies include: Bangladesh, China, Hong Kong China, India, Indonesia, Korea
professional training courses on a continuing basis, as stated in the SEC-approved curriculum of the Valuer Association of Thailand, to ensure sufficient self-development and knowledge improvement
encourage active co-operation between companies and employees. Securities regulators, stock exchanges, self-regulatory organisations and investor groups should continue to educate companies and the public
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