results in an offsetting of the position or by any other means under the rules of a derivatives clearing house. “securities” means securities under the Securities and Exchange Act. “Stock Exchange” means
and Exchange Act, then a license from the SEC is required under the first paragraph. The application for a license or registration, the issuance of a license or the acceptance for registration shall be
Bangkok, 5 June 2017 ? The SEC is seeking public comments on the proposed amendments to the Securities and Exchange Act B.E. 2535 (1992) concerning three important matters: (1) regulatory sandbox, (2
services to keep pace with the changing market landscape. Given such conditions, revisions and modifications of the Securities and Exchange Act B.E. 2535 (1992) were proposed to amend certain provisions
punishment of those found to be in violation of the Securities and Exchange Act, the SEC said it has made good progress in examining many complaints. Investigations are on-going and more time is needed to
ตลาดหลักทรัพย์ (ฉบับที่ 6) พ.ศ. 2562 และสรุปสาระสำคัญ มีผลใช้บังคับตั้งแต่วันที่ 17 เมษายน 2562 พระราชบัญญัติหลักทรัพย์และตลาดหลักทรัพย์ พ.ศ. 2535 ฉบับประมวล Securities and Exchange Act B.E. 2535 (1992) as