Exchange of Thailand; (10) “ Office ” means the Office of the Securities and Exchange Commission; (11) “ units ” means investment units of mutual fund, certificate of pooling investment trust or other
investment units of mutual fund, certificate of pooling investment trust or other securities having characteristics similar to units as specified by the Securities and Exchange Commission. Clause 3 A
The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:19 [Mutual Funds] Fees [Mutual Funds] Fees ( 73 record(s) found) No
mutual fund established under the Securities and Exchange Act B.E. 2535 and to passively manage investment; (4) ETF operator is not subject to limitation or suspension of business or revocation of license
ONE ASSET MANAGEMENT LIMITED|Exchange Traded Fund : ETF | Offering Date : 21/08/2007 - 29/08/2007
Securities Business in the Category of Mutual Fund Management _____________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) and Section 96 of the Securities and Exchange Act B.E
Securities and Exchange Commission hereby issues the following regulations: Clause 1. The securities companies licensed to undertake securities business in the category of mutual fund management shall have the
. 2535 (1992), as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999), the SEC hereby issues the following regulations: Clause 1. In this Notification: “Fund” means any mutual fund or