Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
‘Juristic Person’ This screen will not be shown in case of reporting for ordinary person 2121 To create a new report, click menu “Report of acquisition/disposition shares (existing shares)” To revise the
screen resolution. สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ 333/3 ถนนวิภาวดีรังสิต แขวงจอมพล เขตจตุจักร กรุงเทพมหานคร 10900 กรณีมีคำถามในการใช้ระบบงาน กรุณาติดต่อ Service Desk Service Desk โทร
ราด ค้นหาจากชื่อ : Best viewed with Internet Explorer 8 or later at 1024 x 768 or higher screen resolution. สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ 333/3 ถนนวิภาวดีรังสิต แขวงจอมพล เขต
Alert list. The application is easy and swift to navigate on the phone screen. One must only type in a name, to know whether it is approved, licensed, qualified, or registered under the supervision of
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities